Cyber Matterz

SOX Compliance & Audit

The Sarbanes-Oxley Act Section 404, commonly known as SOX Compliance or SOX 404, establishes a rigorous framework for internal controls impacting financial reporting and security in publicly traded companies. Enacted in response to escalating financial scandals, this compliance mandates an annual audit, requiring public companies to substantiate accurate and secure financial reporting. It governs the financial operations and disclosures of corporate entities and their contracted financial service providers. At VISTA InfoSec, our Compliance experts specialize in assisting organizations with the implementation and maintenance of SOX compliance programs.

Our team can guide your organization through the SOX Audit process using proven methodologies, encompassing scoping, risk assessments, documentation, and SOX Compliance testing. These methodologies adhere to industry best practices and techniques. Employing a risk-based approach, we identify internal controls over financial reporting risks, effectively address them, and support implementation with a proven control framework. The Cyber Matterz Team collaborates closely with your organization, delivering tailored services that align with your unique SOX compliance requirements, ensuring timeliness and budget adherence while maintaining the highest quality standards.

Cyber Matterz ApproachTo SOX Compliance & Audit

Initial study

Begin with an initial business analysis to grasp the intricacies of your card processes and the surrounding environment. Afterward, streamline the scope.

Scope Definition

Gain insight into your company's functions, controls, and systems to delineate the necessary scope (People, Process, and Technology).

Gap Analysis

Evaluate your organization against the SOX standard to pinpoint areas that demand focus.

Awareness Training

Provide a concise SOX Awareness Training session for your organization.

Asset Classification

Recognize your vital information assets and categorize them, accordingly, establishing a distinct inventory of assets.

Risk Assessment

Undertake a comprehensive risk assessment to uncover vulnerabilities and deficiencies that may pose a threat to your organization's business-critical assets.

Risk Treatment

Our specialists will prioritize the identified risks and support you in devising suitable measures for risk treatment.

Documentation Support

We aid in developing policy and procedure documents, incorporating input and validation from your team.

Policy rollout support

Our process and technical team will work closely with your team to support the implementation of SOX and associated policy rollouts.

Rollout User Training

Implement a user training initiative on specific SOX responsibilities for all personnel within the defined scope, accompanied by provided training materials.

Pre-Assessment

An independent team of specialists performs a preliminary evaluation of your setup and assesses the implemented measures after a reasonable incubation period.

Attestation

We aid you in achieving certification through a certification body of your choosing once all controls are verified to be in position.

Continual Support

If required, we offer continuous support through Managed Compliance Services to help your organization maintain its certified status.
Simplifying-SOX-Compliance-with-Pirani

Why

Cyber Matterz?

  • Our attestation is conducted through our U.S.-based office, ensuring heightened accountability and widespread market acceptance of our reports.
  • Our audit team boasts a wealth of experience, with members having a minimum of 12-15 years of relevant certifications such as CISA/CISSP.
  • Leverage our organization’s ten years of industry experience and profound knowledge for the benefit of your organization.
  • The Cyber Matterz Team will guide you through every stage of the compliance process, helping with designing controls and preparing necessary documentation.
  • Receive a comprehensive solution tailored to meet your specific security and risk management requirements.
  • Access detailed documents outlining the findings of our analysis along with relevant recommendations.
  • Gain valuable training materials and videos to support the ongoing education of your personnel.
  • As a vendor-neutral company, we prioritize being genuine consulting and audit partners, abstaining from the sale of hardware/software to prevent bias.
  • Your trust is paramount; therefore, we strictly avoid outsourcing critical assignments to third parties.

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SOX Compliance & Audit